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Christopher W. Anderson,
Chief Compliance Officer

Christopher Anderson is the Chief Compliance Officer of Caldwell Sutter Capital, Inc. He earned his bachelor’s degree from California State University East Bay in 2004 in computer
science with a minor in mathematics. He started at Caldwell 20 years ago and has since evolved into the roles that involve him in every aspect of Caldwell’s business. He has assisted in the operations and compliance of both the investment advisory and brokerage business lines at the firm and strives to provide the most personalized service possible.

Chris serves on the committee for the development of the Securities Industry Essentials (SIE) Exam.

 

Licenses

  • General Securities Principal
  • General Securities Representative
  • Financial and Operations Principal
  • Municipal Securities Principal
  • Municipal Securities Representative
  • Operations Professional

Phone  | (415) 367-4982

Email   | christopher.anderson@cald.com