Christopher W. Anderson,
Chief Compliance Officer

He earned his bachelor’s degree from California State University East Bay in 2004 in Computer Science with a minor in Mathematics. He started at Caldwell 20 years ago and has since evolved into the roles that involve him in every aspect of Caldwell’s business. 

Chris serves on the committee for the development of the Securities Industry Essentials (SIE) Exam.



  • General Securities Principal

  • General Securities Representative

  • Financial and Operations Principal

  • Municipal Securities Principal

  • Municipal Securities Representative

  • Operations Professional

Phone  | (415) 367-4982

Email   |